基于奖优罚劣的省区初始水权优化配置

doi:10.11870/cjlyzyyhj201701001

长江流域资源与环境 >> 2017, Vol. 26 >> Issue (01): 1-6.doi: 10.11870/cjlyzyyhj201701001

•　区域可持续发展　• 下一篇

基于奖优罚劣的省区初始水权优化配置

葛敏^1,3, 吴凤平², 尤敏²

1. 河海大学企业管理学院, 江苏常州 213022;
2. 河海大学商学院, 江苏南京 211100;
3. 江苏理工学院商学院, 江苏常州 213012

收稿日期:2016-08-09 修回日期:2016-10-19 出版日期:2017-01-20
作者简介:葛敏(1973~),女,副教授,研究方向:资源优化配置和复杂系统建.E-mail:ge_min19@126.com
基金资助:
国家自然科学基金项目（41271537、71301063）；江苏省高校优秀中青年教师和校长境外研修计划资助；2013年江苏省“333高层次人才培养工程”专项资助（（2013）Ⅲ-2110）

OPTIMAL ALLOCATION OF PROVINCIAL INITIAL WATER RIGHTS BASED ON REWARDING EXCELLENCE AND PUNISHING INFERIORITY

GE Min^1,3, WU Feng-ping², YOU Min²

1. School of Business Administration, Hohai University, Changzhou, 213022, China;
2. School of Economics and Management, Southeast University, Nanjing 211100, China;
3. School of Business, Jiangsu University of Technology, Changzhou, 213012, China

Received:2016-08-09 Revised:2016-10-19 Online:2017-01-20
Supported by:
National Natural Science Foundation of China (41271537 & 71301063);Jiangsu Overseas Research & Training Program for University Prominent Young & Middle-aged Teachers and Presidents;"333" high-caliber talents cultivation project of Jiangsu Province ((2013)Ⅲ-2110)

摘要/Abstract

摘要： 针对我国最严格水资源管理制度要求，研究省区初始水权优化配置模型。首先，基于流域经济效益、省区排污权协调性等建立目标函数，根据流域排污总量构建约束条件，建立多目标省区初始排污权免费分配模型；其次，将排污权嵌入初始水量权配置中，根据奖优罚劣机制构建省区初始水权配置模型；最后，以太湖流域为研究背景进行实证研究。结果表明：太湖流域规划年2030年在75%来水频率下，基于流域可分配初始水权总量为363.3亿m³和排污量为54.46亿m³的限制，江苏、浙江和上海初始水权配置量分别为135.19亿m³，129.21亿m³和98.89亿m³。本文的模型通过奖优罚劣函数，把超标或未超标排污的外部性内化到水量分配上，实现了水量权与排污权分配的统一，可为其它流域开展同类研究提供借鉴。

关键词: 奖优罚劣, 省区初始排污权, 省区初始水权

Abstract: According to the most stringent water resources management, provincial initial water rights allocation model was studied. Firstly, The objective functions including economic benefits of basin, optimal fairness and coordination of provinces were built. According to the constraint of the total pollutant discharge, a provincial initial pollutant discharge rights allocation model of multiple-objective is put forward. Secondly, based on the mechanism of rewarding excellence and punishing inferiority, a provincial initial water rights allocation model coupling with water quantity and water quality was built. Finally, the empirical research of Taihu Basin was adopted. The results showed that under water frequency of 75%, the amount of initial allocation water rights is 363.3 billion cubic meters and the total pollutant discharge is 54.46 billion cubic meters in the planning year 2030. The initial water rights of Jiangsu Province, Zhejiang Province and Shanghai are 135.19 hundred million cubic meters, 129.21 hundred million cubic meters and 98.89 hundred million cubic meters, respectively. The allocation model internalized externalities of over-standard or under-standard pollutant discharge to the allocation of water quantity through the function of rewarding excellence and punishing inferiority. The model integrates provincial initial water rights and initial pollutant discharge rights. Furthermore, it provides an important reference for similar research in other basins.

Key words: rewarding excellence and punishing inferiority, provincial initial pollutant discharge rights, provincial initial water rights

中图分类号:

TV213.4

葛敏, 吴凤平, 尤敏. 基于奖优罚劣的省区初始水权优化配置[J]. 长江流域资源与环境, 2017, 26(01): 1-6.

GE Min, WU Feng-ping, YOU Min. OPTIMAL ALLOCATION OF PROVINCIAL INITIAL WATER RIGHTS BASED ON REWARDING EXCELLENCE AND PUNISHING INFERIORITY[J]. RESOURCES AND ENVIRONMENT IN THE YANGTZE BASIN, 2017, 26(01): 1-6.

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基于奖优罚劣的省区初始水权优化配置

OPTIMAL ALLOCATION OF PROVINCIAL INITIAL WATER RIGHTS BASED ON REWARDING EXCELLENCE AND PUNISHING INFERIORITY

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